Litigation Information - Resources for Investors and Journalists on MMTLP

Litigation Information

Community members have filed lawsuits against several parties in California, Washington, Vermont and Florida. The latest filings and information will be shared here when available.

Scott Traudt vs. Ari Rubenstein, FINRA, Schwab Lawsuit July, 2024

Inter-Coastal Waterways vs. FINRA, Tradestation Lawsuit May, 2024

SEC sues Palikaras, Brda

Richard Hofman Dismisses Arbitration

Roza Tawil Appeal Document, November 14, 2023

New York Supreme Court Petition To Name MMTLP Issuers

OTC Markets Compelled By Court To Reveal Names of MMTLP Issuers

Mark Basile NY Supreme Court Appeal October 6, 2023

Roza Tawil Appeal Filing August 23, 2023

Roza Tawil Files Amended Complaint in FL case

Appeal Documents Filed in NY Supreme Court Blue sheets case

Petition for Blue Sheets Mark Basile Case – Complete Documents and FINRA Response

Judge Denies Roza’s Claims in FL Lawsuit May 26th but Allows One More Try

Updated Filing from Hands of Steel , May 24th, 2023

Richard Hoffman files his reply to FINRA’s Opposition, May 7, 2023

FINRA Responds to Roza Tawil’s Filing, May 5, 2023

Update and Ammended Complaint from Roza Tawil’s Florida Lawsuit

A New Lawsuit Has Been Filed in Georgia Against FINRA and E-Trade by Hands of Steel

Have Potential Broker Claims Reviewed by the Basile Law Firm, PC

Richard Hoffman California Lawsuit Amended Complaint, April 6. See sections 14A-14P.

Richard Hoffman California Lawsuit Emergency Declaration April 3rd

Richard Hoffman California Lawsuit Opposition to Motion To Dismiss, March 27, 2023

Richard Hoffman California Lawsuit Declaration of Newly Discovered Evidence, March 27, 2023

Alain Hensley Lawsuit Information, February 2023